CNSX - Canadian National Stock Exchange
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CNSX Trading Rules

Both the CNSX Trading Rules and the Universal Market Integrity Rules, of the Investement Industry Regulatory Organization of Canada (IIROC) apply on this stock exchange. Dealers who are not currently members of CNSX but are members in good standing of IIROC and are also registered with a Canadian securities regulatory authority are welcome to apply for trading access to CNSX.   CNSX Dealers also gain access to Pure Trading.


Dealers will be approved once an application has been received and reviewed. CNSX is committed to providing service excellence and will make every effort to process dealer applications expeditiously. For more information about becoming a CNSX dealer and to receive an application, please e-mail Stefan Frirdich, or phone 416-572-2000, Ext. 2357.

Related Downloadable Files
Adobe Acrobat Rule 1
[83,582 bytes]
Interpretation and General Provisions - download to read all definitions.
Adobe Acrobat Rule 11
[81,545 bytes]
Rules specific to Pure Trading, CNSX's alternative market.
Adobe Acrobat Rule 2
[101,783 bytes]
CNSX Dealers – a dealer applying for approval as a CNSX Dealer shall, prior to being approved as a CNSX Dealer, be registered with a Canadian securities regulatory authority and be a member in good standing of the Investment Industry Regulatory Organization of Canada. Download for all dealer requirements.
Adobe Acrobat Rule 3
[87,815 bytes]
Governance of Quotation and Trading - this rule specifies the powers of CNSX and the Market Regulator.
Adobe Acrobat Rule 4
[144,121 bytes]
Trading Of Listed Securities – this rule specifies requirements governing order entry, trading, and market making.
Adobe Acrobat Rule 5
[107,141 bytes]
Clearing and Settlement
Adobe Acrobat Rule 6
[76,564 bytes]
Reports - confirmations to clients and keeping records of security positions.
Adobe Acrobat Rule 7
[77,918 bytes]
Investigations and Enforcement – CNSX may, whether or not on the basis of a complaint or other communication in the nature of a complaint, investigate the conduct of any CNSX Dealer or Related Person of a CNSX Dealer under the jurisdiction of CNSX.
Adobe Acrobat Rule 8
[64,089 bytes]
Application of UMIR - Universal Market Integrity Rules apply to trading on CNSX.
Adobe Acrobat Rule 9
[69,600 bytes]
Reporting Trades – A CNSX Dealer receiving an option to purchase or sell a quoted security shall report details of the option to CNSX.
Get the Acrobat Reader to view this file.
CNSX Video EN
SEC Designates CNSX
CNSX Markets has received Designated Offshore Securities Market status from the United States Securities and Exchange Commission
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Account holders are now able to trade securities online
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